CARF requirements checklist
CARF Accreditation Requirements Checklist
For owners and clinical directors who want the CARF accreditation requirements in one list: who can apply, how the standards are organized, the evidence to have ready in each area and which manual governs your programs.
- Current manual
- 2026 Behavioral Health Standards ManualFor surveys July 1, 2026 to June 30, 2027
- Two layers of standards
- ASPIRE to Excellence plus program standardsBusiness practices sit in Section 1 of every manual
- Manual price, 2026 BH
- $214 printed, from $322 electronicCARF online store, November 4, 2026
- Not yet open?
- Inaugural One-Year AccreditationFull survey about six months after services start
- New from July 1, 2026
- Written AI policies and procedures if you use AI in your servicesAdded to ASPIRE, so it reaches every CARF manual
Working toward CARF accreditation? Book a free consultation or call 561-396-0813.
Who can apply for CARF accreditation
CARF accredits programs and services, not a building or a license. You choose which programs to put forward, and a CARF resource specialist confirms the manual that covers them after you submit the New Organization Questionnaire.1 This page is a CARF accreditation requirements checklist. For the process and timeline, read our CARF accreditation guide.
- Programs that match a CARF description. Each program must fit a description in your area's manual.5, 6
- A complete survey application. It asks for a two-month survey window, your leadership, the programs to accredit and every location.1
- Every Accreditation Condition met. A positive decision requires satisfying all of CARF's Accreditation Conditions; failing one can mean Nonaccreditation.2 CARF's free CCRC manual shows those conditions include delivering each program for a minimum period before a regular survey. That is a different manual, so confirm your period with CARF.32
- New organizations. Inaugural One-Year Accreditation lets a new organization show the standards are in place before it serves anyone, with a full survey about six months after services begin.2 See how to open a treatment center for the license work alongside it.
- Opioid treatment programs. Federal OTP certification requires accreditation from an approved body; a new OTP that has applied for accreditation and for SAMHSA certification can get provisional certification for up to one year.8
Your license is a separate track; our state licensing guides show where states require or recognize accreditation.
How the CARF accreditation standards are organized
Each CARF manual sets standards for business practices, program structure and the service process in one area of accreditation.3
- ASPIRE to Excellence. The business practice and quality improvement framework, published in Section 1 of the manuals.3 CARF's free CCRC manual names its sections: Leadership, Governance, Strategic Planning, Input from Persons Served and Other Stakeholders, Legal Requirements, Financial Planning and Management, Risk Management, Health and Safety, Workforce Development and Management, Rights of Persons Served, Accessibility, Performance Measurement and Management, and Performance Improvement.32
- Program standards. Standards for each program type you run, plus optional specialty designations such as Children and Adolescents or the Integrated Primary Care designation new in 2026.5
- Supporting material. The manual also carries accreditation policies, intent statements, changes from the prior year and appendices on required written documentation and operational timelines.12
| ASPIRE step | What CARF says it covers | What to have ready |
|---|---|---|
| Assess the environment | Leadership studies the social, economic, competitive, legal, regulatory and political setting3 | A written environmental review leadership discussed |
| Set strategy | A top-level plan that turns the assessment into goals, priorities and resources3 | A current strategic plan with dated goals and owners |
| Persons served and stakeholders | Input from persons served and others, used in planning and services3 | Feedback records and proof the input changed something |
| Implement the plan | Legal and regulatory planning, fiscal practice, risk, health and safety, workforce, technology, rights and removing barriers4 | The plans and records in the checklists below |
| Review results | Tracking results against set targets and finding what to improve3 | Indicators, targets and a dated performance report |
| Effect change | Acting on what the results show, and revising strategy if needed3 | Improvement actions tied to specific results |
The checklists below follow the order of CARF's public course description for its 2025 standards, the latest it lists.4 Our CARF accreditation consultants page has a shorter area summary.
Checklist: leadership, governance and planning
The areas come from CARF's public descriptions. ASPIRE gained an AI standard for 2026, and CARF's CCRC materials show its technology standards moved, so check your edition.18 The items are our plain-language list of what programs usually prepare; the required written documentation appendix in your manual governs.12
- Organization chart. Current, with names and titles; CARF asks you to give one to the survey team.19
- Mission, vision and purpose. Written and used in planning, since the environmental assessment is read against them.3
- Leadership. How leaders stay involved in outcomes and quality, which CARF's 2025 course material stresses.4
- Governance. Who holds authority and oversight; check how this section applies in your manual.32
- Legal obligations. CARF names planning for the legal and regulatory environment.4 Know which laws and licenses apply to you.
- Ethics and corporate compliance. CARF's CCRC manual covers ethical conduct and, for US organizations with federal funding, corporate compliance. Confirm the details in your manual.32
- AI policy, if you use AI. From July 1, 2026: how you use AI, disclosure to persons served, privacy, human oversight, what counts as an incident, and review at least yearly.17
- Strategic plan and stakeholder input. Goals, priorities and resources, plus a routine for gathering input and a record of what you did with it.3
- Financial planning. A budget and fiscal practices that leadership reviews.4
Checklist: risk, health and safety, and workforce
- Risk management. A way to find your risk exposures and reduce them.4
- Health and safety. CARF treats a healthy, safe setting as a core topic.4 Keep written emergency and safety procedures that staff actually use.
- Workforce aligned to strategy. CARF ties workforce development to strategic objectives.4 Keep hiring, credential, training and supervision records together for each person.
- Program staffing and peer support. CARF's 2025 Behavioral Health course on program structure covers how staffing supports participation and outcomes, plus training, ethics and service design roles for peer support specialists.20
Checklist: technology, data, rights and accessibility
CARF's 2019 update put technology standards in ASPIRE in every manual.10 For 2026, its CCRC page says the old Technology subsection was folded into other ASPIRE areas or eliminated.18 The Behavioral Health manual is not public, so check the changes section of yours.
- Technology in planning. CARF's 2026 CCRC manual brings technology and data use, gaps and opportunities into strategic planning. Confirm in yours.32
- Technology and data policies. That manual puts these under risk management, and shows the older technology plan and continuity testing standards as deleted. Confirm how yours treats them.32
- Staff training. That manual puts cybersecurity and job-technology training under workforce. Confirm in yours.32
- Security risk analysis. HIPAA requires a thorough assessment of risks to electronic health information and measures to reduce them.25 Plan EHR, email and telehealth tools around it.
- AI oversight. CARF highlights human oversight, staff training and a governance group that reviews AI vendors and data.17
- Rights of persons served. A CARF business practice topic.4 Make sure people know their rights and staff honor them.
- Complaints. CARF tells the public to use a provider's formal grievance process, and to contact CARF if there is none.22 Keep a formal process people can find and use.
- Substance use records. 42 CFR Part 2 restricts use and disclosure of records from federally assisted substance use disorder programs.24
- Accessibility. CARF lists barrier removal as a topic.4 ADA Title III rules list a health care provider's professional office as a public accommodation.23
Checklist: performance measurement and improvement
CARF's free 2017 performance management workbook says its standards describe a measurement system without dictating your indicators. It frames service delivery indicators around effectiveness, efficiency, satisfaction and access, alongside business function indicators.21
- Indicators and targets. For each program, indicators in those four areas with a target for each, plus business indicators such as finances.21
- Data collection. Who collects each measure, when and from whom, and why the data is reliable.21
- Reporting and action. A dated report comparing results with targets, shared with stakeholders, and improvement steps you can trace to it.3, 21
- Annual commitment. Accredited organizations review new and revised standards each year, and leadership signs an Annual Conformance to Quality Report.11
Keeping this cycle running between surveys is what our continuing compliance and mock survey work covers. For the run-up to a survey, see how to prepare for a CARF survey.
Checklist: program, service delivery and records
Check each program against CARF's own description of it first.
| CARF program | How CARF describes it, in brief | Check |
|---|---|---|
| Outpatient Treatment | Individual, group and family counseling; coordinated, defined services of varying intensity6 | Service menu and schedule written down |
| Intensive Outpatient | A separate, distinct program of scheduled sessions tied to person-centered plans; more intensive than outpatient6 | Own schedule, staffing and admission criteria |
| Partial Hospitalization | Time-limited, medically supervised, available at least five days a week, identifiable as its own program6 | Medical oversight and days match |
| Residential Treatment | Nonhospital interdisciplinary services 24 hours a day, 7 days a week, involving family where possible6 | Round-the-clock staffing plan |
| Withdrawal Management | Time-limited care staffed for biomedical and psychosocial assessment, observation and referral6 | Medical protocols and referral agreements |
- Admission, assessment and planning. Set out who you admit, who assesses them and when. Build person-centered plans with each person.6
- Transition and discharge. How people move between levels of care and leave, with referrals documented.
- Records. One record per person showing assessment, plan, services, progress and transition, with releases that meet Part 2 where it applies.24
CARF policies and procedures: the plans most programs need
Use this table as a starting inventory and check it against the required written documentation appendix in your manual.12 We write these to match how a program really runs; see our policies and procedures service.
| Document | What it should show |
|---|---|
| Strategic plan | Goals, priorities and resources, informed by your environmental review and stakeholder input |
| Ethics and corporate compliance policy | Ethical conduct and, if you have federal funding, corporate compliance; confirm in your manual32 |
| Budget and financial plan | How you plan, monitor and review finances |
| Risk management plan | Your exposures and how you reduce them |
| Health and safety procedures | Emergency and safety procedures staff actually use |
| Workforce policies | Hiring, credentials, training, supervision and evaluation |
| Technology and data policies and HIPAA risk analysis | Security, acceptable use, backup and continuity, per CARF's CCRC manual; confirm in yours.32 The risk analysis is a separate federal duty.25 |
| AI policy | Use, disclosure, privacy, oversight, incidents and annual review, if you use AI17 |
| Rights and grievance policy | The rights you promise and your grievance process |
| Accessibility plan | How you identify and address barriers to services |
| Performance measurement plan | Indicators, targets, data sources and reporting |
| Program descriptions | Scope, population, hours, staffing and admission criteria |
| Records and confidentiality policy | Record contents, privacy and Part 2 consent |
Most of these also serve your state license, so build them once. Our licensing consultants map state rules alongside CARF.
Which CARF manual applies to your program
CARF publishes a manual for each area of accreditation.26
| Manual or option | Who it is for |
|---|---|
| Behavioral Health | Mental health, substance use, psychosocial rehabilitation and family services: outpatient, IOP, PHP, residential, withdrawal management, crisis and more. Sobering Center is new in 20265, 26 |
| Opioid Treatment Program | Medication treatment for opioid use disorder; choose one core program (withdrawal management, outpatient or residential) and add others such as IOP7 |
| CCBHC | In the Behavioral Health manual when surveyed with other programs, or its own manual when it is the only one5 |
| Other areas | Child and Youth Services, Aging Services, Continuing Care Retirement Communities, Employment and Community Services, Medical Rehabilitation, Vision Rehabilitation Services26 |
| ASAM Level of Care Certification | Adult residential Levels 3.1, 3.5 and 3.7; a certification with its own rating elements manual27 |
How to get the CARF manual and what it costs
Manuals are sold through CARF's online store and follow a survey year; the 2026 editions cover surveys from July 1, 2026 to June 30, 2027.16
- List your programs and locationsThey decide which manual you need.1
- Confirm the editionThe store sends unsure buyers to their resource specialist or (888) 281-6531.16 Match the edition to your survey date.
- Choose printed or electronicElectronic is a locked PDF plus Word files; the link expires after three downloads or 90 days.13
- Buy enough licensesElectronic files are for employees of the buyer, up to the users purchased.13
- Add self-assessment toolsThe workbook gauges readiness; the conformance checklist tracks conformance and gaps.14, 15
| 2026 Behavioral Health product | Listed price, November 4, 2026 |
|---|---|
| Standards Manual, printed (484 pages) | $21412 |
| Standards Manual, electronic | $322 for one user, up to $3,542 unlimited13 |
| Survey Preparation Workbook, printed | $13231 |
| Standards Conformance Checklist (610 pages) | $6614 |
| Package #2: manual, workbook and checklist | $41215 |
Manual prices are separate from the survey fee. See CARF accreditation cost and survey process.
How CARF requirements differ from Joint Commission
Both accredit behavioral health programs and both are SAMHSA-approved for OTPs.9
| Topic | CARF | Joint Commission |
|---|---|---|
| Structure | ASPIRE business practices, then program standards3 | Chapters by function, such as Leadership, Human Resources Management, Record of Care and Performance Improvement30 |
| Getting the standards | Bought from the CARF store12 | Free E-dition once accredited; 90-day free trial before applying29 |
| Minimum activity | A set period of delivering services before a regular survey in its CCRC manual; confirm yours.32 Inaugural route before services start2 | Non-OTP: three people served, at least two active during survey; a license where law requires28 |
| Survey notice | You pick a two-month window; no surprise visits11 | Initial non-deemed surveys announced; later surveys usually unannounced, some with seven days' notice29 |
For a full comparison read CARF vs. The Joint Commission, or see our Joint Commission guide and Joint Commission consulting.
CARF accreditation requirements FAQ
Is there an official CARF standards checklist?
CARF sells a Standards Conformance Checklist for each manual; the 2026 Behavioral Health one lists at $66.14 This page is a planning aid, not a substitute.
Do the requirements change every year?
Yes. Manuals are updated yearly, and accredited organizations review the changes.11
What are the CARF IT requirements?
Technology runs through CARF's business practice standards. Its 2019 update named leadership planning, risk assessment, continuity testing, cybersecurity training and delivering services by technology.10 For 2026, CARF's CCRC page says the old Technology subsection was folded into other ASPIRE areas or eliminated.18 Its CCRC manual now places technology in strategic planning, technology and data policies in risk management, and cybersecurity training in workforce.32 Check the changes section of your own manual. Written AI policies apply from July 1, 2026 if you use AI.17 Plan systems around the HIPAA Security Rule too.25
We match your programs to the right manual, find the gaps and build the documents your survey needs. See how our CARF consulting works.
Confirm these with CARF before you apply
- How long each program must have delivered services before a full survey, or whether Inaugural One-Year Accreditation fits your start date.
- Which program description fits each level of care, and whether a specialty designation applies.
- The exact required written documentation list in your manual's appendices.
- How your manual now treats technology planning, data policies, continuity and technology-based services.
- How many surveyors and days you need, to estimate the survey fee.
- For residential, PHP and withdrawal management, what your manual and state expect on medication handling, infection control and any use of restraint or seclusion.
- Whether your state wants its license first, and how your state and payers recognize CARF.
- For OTPs, the SAMHSA and state opioid treatment authority steps that run alongside accreditation.
Sources
- CARF, Steps to accreditation. carf.org
- CARF, Accreditation decisions. carf.org
- CARF, Our standards. carf.org
- CARF eLearning, ASPIRE to Excellence Standards Course (2025 standards). surveyorenhance.carf.org
- CARF, Behavioral Health. carf.org
- CARF, 2026 Behavioral Health Program Descriptions. carf.org
- CARF, Opioid Treatment Program. carf.org
- 42 CFR 8.11. ecfr.gov
- SAMHSA, Approved Accreditation Bodies. samhsa.gov
- CARF, CARF significantly expands technology guidelines (2019, updated 2023). carf.org
- CARF, Answering Your Questions About CARF. carf.org
- CARF Online Store, 2026 BH Standards Manual (printed). bookstore.carf.org
- CARF Online Store, 2026 BH Standards Manual (electronic). bookstore.carf.org
- CARF Online Store, 2026 BH Standards Conformance Checklist. bookstore.carf.org
- CARF Online Store, 2026 BH Survey Preparation Package #2. bookstore.carf.org
- CARF Online Store, 2026 Standards Manuals and Workbooks. bookstore.carf.org
- CARF, CARF implements first AI standard (April 21, 2026). carf.org
- CARF, Publications for CCRCs (2026; not Behavioral Health). carf.org
- CARF, Preparing for an accreditation survey. carf.org
- CARF eLearning, Program/Service Structure (BH) course (2025 standards). surveyorenhance.carf.org
- CARF, Six Steps to Building a Performance Management System (2017). carf.org
- CARF, For the public. carf.org
- 28 CFR 36.104 (ADA Title III). ecfr.gov
- 42 CFR Part 2. ecfr.gov
- 45 CFR 164.308 (HIPAA Security Rule). ecfr.gov
- CARF, Programs. carf.org
- CARF, ASAM Level of Care Certification. carf.org
- The Joint Commission, Behavioral Health Care and Human Services. jointcommission.org
- The Joint Commission, Accreditation Process. jointcommission.org
- Joint Commission Resources, 2026 CAMBHC sample pages. store.jcrinc.com
- CARF Online Store, 2026 BH Survey Preparation Workbook (printed). bookstore.carf.org
- CARF, 2026 Continuing Care Retirement Community Standards Manual (public copy; not Behavioral Health). carf.org
This checklist summarizes CARF's public information and federal rules as of the date above. It is general information, not legal or accreditation advice, and does not reproduce CARF's licensed standards. Your survey-year manual and CARF govern; confirm with CARF and your state agency.